CSA PROPOSED BUSINESS CONDUCT RULES FOR OTC DERIVATIVES
The CSA has republished proposed National Instrument 93-101 Derivatives: Business Conduct (the “Proposals”). The Proposals center on the OTC derivatives market and aim to address many of the concerns raised during the CSA’s two prior consultations. The Proposals introduce several exemptions and clarifications that should be welcomed by market participants. The IIAC has prepared a summary for members (Member Summary on Proposed National Instrument 93-101 Derivatives: Business Conduct).
For more information contact Jack Rando.