IIROC PRIORITIES FOR 2023
On May 30, 2022, IIROC published their priorities for fiscal 2023. They reflect the objectives outlined in the Strategic Plan published in June 2019 and are expected to be worked on in the context of the amalgamation of IIROC and the MFDA, scheduled to close on December 31, 2022. Items that will be of specific interest to IIAC members include their commentary on progress related to Order-Execution-Only service level issues; the accessibility of their current arbitration program; and on the return of disgorged funds collected from advisors and dealers to investors.